Key facts
- This page summarizes Jennifer Pileggi's Form 4 filing for ZUORA INC.
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 04 Jan 2022, 15:39.
Jennifer Pileggi - 31 Dec 2021 Form 4 Insider Report for ZUORA INC
- Reporting relationship
- SVP, GC and Corp. Secretary
- Issuer ticker
- N/A
- Reported as of
- 31 Dec 2021
- Net transaction value
- -$169,084
- SEC form
- 4
- Accepted by SEC
- 04 Jan 2022, 15:39:05 UTC
- Prior SEC filing
- 08 Dec 2021
- Next SEC filing
- 12 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer Pileggi
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jennifer Pileggi filed Form 4 for ZUORA INC on 04 Jan 2022.
Change
- Previous filing in this sequence was filed on 08 Dec 2021.
- Current net transaction value: -$169,084.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ZUO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +750
- Change %
- Price
- $0.000000
- Shares after
- 750
- Date
- 31 Dec 2021
- Ownership
- Direct
ZUO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,250
- Change %
- +833%
- Price
- $0.000000
- Shares after
- 7,000
- Date
- 31 Dec 2021
- Ownership
- Direct
ZUO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +11,250
- Change %
- +161%
- Price
- $0.000000
- Shares after
- 18,250
- Date
- 31 Dec 2021
- Ownership
- Direct
ZUO
transaction
Class A Common Stock
Sale
- Transaction value
- $169,084
- Shares
- -9,364
- Change %
- -51%
- Price
- $18.06
- Shares after
- 8,886
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F2
ZUO
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 31 Dec 2021
- Ownership
- By The Bradley and Jennifer Pileggi Trust
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZUO
transaction
Derivative
Restricted Stock Units (RSU)(Class A)
Options Exercise
- Transaction value
- $0
- Shares
- -750
- Change %
- -17%
- Price
- $0.000000
- Shares after
- 3,750
- Date
- 31 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 750
- Exercise price
- Footnotes
- F4, F5, F6
ZUO
transaction
Derivative
Restricted Stock Units (RSU)(Class A)
Options Exercise
- Transaction value
- $0
- Shares
- -6,250
- Change %
- -10%
- Price
- $0.000000
- Shares after
- 56,250
- Date
- 31 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F4, F6, F7
ZUO
transaction
Derivative
Restricted Stock Units (RSU)(Class A)
Options Exercise
- Transaction value
- $0
- Shares
- -11,250
- Change %
- -7.1%
- Price
- $0.000000
- Shares after
- 146,250
- Date
- 31 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 11,250
- Exercise price
- Footnotes
- F4, F6, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I.
Footnote F2
Represents the weighted average sale price. The lowest price at which shares were sold was $18.0536 and the highest price at which shares were sold was $18.2137. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
Footnote F4
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
Footnote F5
The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
Footnote F6
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
Footnote F7
The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
Footnote F8
The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.