Key facts
- This page summarizes Colleen Sullivan's Form 4 filing for Silvergate Capital Corp.
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Jul 2021, 16:34.
Colleen Sullivan - 20 Jul 2021 Form 4 Insider Report for Silvergate Capital Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 20 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Jul 2021, 16:34:50 UTC
- Prior SEC filing
- 15 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ By John M. Bonino, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Colleen Sullivan filed Form 4 for Silvergate Capital Corp on 21 Jul 2021.
Change
- Previous filing in this sequence was filed on 15 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SICP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,960
- Change %
- +425%
- Price
- $0.000000
- Shares after
- 2,421
- Date
- 20 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SICP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,960
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,960
- Exercise price
- Footnotes
- F1, F2
SICP
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 674
- Date
- 20 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 674
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Footnote F2
The restricted stock units vest in full on July 20, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date.
Footnote F3
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F4
The restricted stock units vest fully on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.