Richard N. Haass - 15 Aug 2023 Form 4 Insider Report for Lazard Ltd (LAZ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 Aug 2023, 21:25:44 UTC
Prior SEC filing
05 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Richard N. Haass by Scott D. Hoffman under a P of A

Key filing fact

Richard N. Haass filed Form 4 for Lazard Ltd (LAZ) on 17 Aug 2023.

Key facts

  • This page summarizes Richard N. Haass's Form 4 filing for Lazard Ltd (LAZ).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 17 Aug 2023, 21:25.

Change

  • Previous filing in this sequence was filed on 05 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LAZ transaction Derivative

Deferred Stock Units

Award

Transaction value
$0
Shares
+1,014
Change %
+1.7%
Price
$0.000000
Shares after
60,381
Date
15 Aug 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,014
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

Footnote F2

The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Footnote F3

Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

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