Dominick Ragone - 19 May 2023 Form 4 Insider Report for Lazard Ltd (LAZ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 May 2023, 18:14:28 UTC
Prior SEC filing
03 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dominick Ragone by Scott D. Hoffman under a P of A

Key filing fact

Dominick Ragone filed Form 4 for Lazard Ltd (LAZ) on 23 May 2023.

Key facts

  • This page summarizes Dominick Ragone's Form 4 filing for Lazard Ltd (LAZ).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 May 2023, 18:14.

Change

  • Previous filing in this sequence was filed on 03 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LAZ transaction

Restricted Class A Common Stock

Award

Transaction value
Shares
+130
Change %
+1.8%
Price
Shares after
7,472
Date
19 May 2023
Ownership
Direct
Footnotes
F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LAZ transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares
+368
Change %
+1.8%
Price
Shares after
21,123
Date
19 May 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
368
Exercise price
Footnotes
F3, F4, F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Of these shares of Restricted Class A Common Stock, 44 will vest on or around March 3, 2025 and 86 will vest on or around March 2, 2026.

Footnote F2

Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

Footnote F3

Amount excludes 24,623 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Footnote F4

Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

Footnote F5

Each RSU represents a contingent right to receive one share of Class A Common Stock.

Footnote F6

Of these RSUs, 150 will vest on or around March 1, 2024, 132 will vest on or around March 3, 2025, and 86 will vest on or around March 2, 2026.

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