William M. Lewis Jr. - 08 Mar 2023 Form 4 Insider Report for Lazard Ltd (LAZ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 Mar 2023, 17:12:41 UTC
Prior SEC filing
17 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ William M. Lewis, Jr. by Scott D. Hoffman under a P of A

Key filing fact

William M. Lewis Jr. filed Form 4 for Lazard Ltd (LAZ) on 10 Mar 2023.

Key facts

  • This page summarizes William M. Lewis Jr.'s Form 4 filing for Lazard Ltd (LAZ).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Mar 2023, 17:12.

Change

  • Previous filing in this sequence was filed on 17 Feb 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LAZ transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+29,980
Change %
+27%
Price
Shares after
139,884
Date
08 Mar 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LAZ transaction Derivative

Restricted Participation Units

Options Exercise

Transaction value
Shares
-29,980
Change %
-100%
Price
Shares after
0
Date
08 Mar 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
29,980
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock.

Footnote F2

Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person.

Footnote F3

Represents a prior grant of PRUs eligible to be sold.

Footnote F4

Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

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