Hui-Lan Wu - 30 Jun 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
05 Jul 2023, 17:03:38 UTC
Prior SEC filing
26 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Junyong Lee POA for Hui-Lan Wu

Key filing fact

Hui-Lan Wu filed Form 4 for Ainos, Inc. (AIMD) on 05 Jul 2023.

Key facts

  • This page summarizes Hui-Lan Wu's Form 4 filing for Ainos, Inc. (AIMD).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 05 Jul 2023, 17:03.

Change

  • Previous filing in this sequence was filed on 26 Oct 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AIMD transaction

Common Stock

Award

Transaction value
$6,405
Shares
+5,250
Change %
+3.6%
Price
$1.22
Shares after
149,783
Date
30 Jun 2023
Ownership
Direct
Footnotes
F3
AIMD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,905
Date
30 Jun 2023
Ownership
Daughter
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AIMD transaction Derivative

RSU

Award

Transaction value
Shares
+35,000
Change %
Price
Shares after
35,000
Date
24 Oct 2022
Ownership
Direct
Underlying class
Common
Underlying amount
35,000
Exercise price
Footnotes
F2
AIMD transaction Derivative

RSU issuance

Conversion of derivative security

Transaction value
$6,405
Shares
-5,250
Change %
-15%
Price
$1.22
Shares after
29,750
Date
30 Jun 2023
Ownership
Direct
Underlying class
Common
Underlying amount
5,250
Exercise price
$1.22
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Yun-Huan Liao is Hui-Lan Wu's daughter

Footnote F2

This reported transaction represents the granting of 35,000 Restricted Stock Units (the "RSUs"). The RSUs were originally authorized pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate agreement") and under the Company's 2023 Stock Incentive Plan. The RSUs will vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events.

Footnote F3

This reported transaction represents the FINAL conversion of 5,250 Restricted Stock Units (the "RSUs"). Hui-Lan Wu retired from her position as CFO of the Company on May 17 2023.

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