Frost Mark T. - 03 Apr 2023 Form 4 Insider Report for Fathom Digital Manufacturing Corp

Reporting relationship: Chief Financial Officer, Director
Issuer ticker: N/A
Reported as of: 03 Apr 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 May 2023, 21:44:59 UTC
Prior SEC filing: 10 Mar 2023
Next SEC filing: 27 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Mark Frost, by James R. Brown as Attorney-in-Fact

Key filing fact

Frost Mark T. filed Form 4 for Fathom Digital Manufacturing Corp on 11 May 2023.

Key facts

This page summarizes Frost Mark T.'s Form 4 filing for Fathom Digital Manufacturing Corp.
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 11 May 2023, 21:44.

Change

Previous filing in this sequence was filed on 10 Mar 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FATH transaction

Class A Common Stock

Award

Transaction value
Shares: -235,027
Change %: -24%
Price
Shares after: 738,352
Date: 03 Apr 2023
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FATH transaction Derivative

Stock Options

Award

Transaction value
Shares: +440,675
Change %
Price
Shares after: 440,675
Date: 03 Apr 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 440,675
Exercise price: $0.6000
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This transaction is being reported late due to inadvertent administrative error.

Footnote F2

Represents shares of Class A Common Stock underlying Restricted Stock Units ("RSUs") issued under the Fathom Digital Manufacturing Corporation 2021 Omnibus Incentive Plan, as amended and/or restated from time to time. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. These RSUs vest ratably over three years.

Footnote F3

Represents stock options issued under the Fathom Digital Manufacturing Corporation 2021 Omnibus Incentive Plan, as amended and/or restated from time to time. Each stock option represents the right to purchase one share of the Issuer's Class A Common Stock. The stock options vest ratably over three years and become exercisable as to 100% of the shares of Class A Common Stock on the third anniversary of the grant date, April 3, 2026. The options expire on April 3, 2030.