John C. Leo - 09 Nov 2022 Form 4 Insider Report for Healthcare Triangle, Inc. (HCTI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 Nov 2022, 15:22:00 UTC
Prior SEC filing
10 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Leo

Key filing fact

John C. Leo filed Form 4 for Healthcare Triangle, Inc. (HCTI) on 14 Nov 2022.

Key facts

  • This page summarizes John C. Leo's Form 4 filing for Healthcare Triangle, Inc. (HCTI).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Nov 2022, 15:22.

Change

  • Previous filing in this sequence was filed on 10 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCTI holding Derivative

Non-qualified Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
09 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,000
Exercise price
$2.25
Footnotes
F1, F2
HCTI holding Derivative

Stock Option (Right To Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
09 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,000
Exercise price
$0.1900
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The expiration date is the earlier of August 14, 2026 or 18 months after the date the optionee is no longer a member of the Board of Directors of the Company.

Footnote F2

Non-qualified stock option granted on December 2, 2021 which will vest on December 2, 2022.

Footnote F3

Non-qualified stock option granted 11/09/2022 under the Company's 2020 Plan. The options vested immediately, and are for a 5-year period or 18 months after the date the optionee is no longer a member of the Board of Directors of the Company.

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