Mikel H. Williams - 18 Oct 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Reporting relationship: Director
Issuer ticker: RILY
Reported as of: 18 Oct 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Oct 2022, 16:00:15 UTC
Prior SEC filing: 02 Nov 2022
Next SEC filing: 22 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Mikel H. Williams

Key filing fact

Mikel H. Williams filed Form 4 for B. Riley Financial, Inc. (RILY) on 19 Oct 2022.

Key facts

This page summarizes Mikel H. Williams's Form 4 filing for B. Riley Financial, Inc. (RILY).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 Oct 2022, 16:00.

Change

Previous filing in this sequence was filed on 02 Nov 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RILY transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -904
Change %: -1.4%
Price: $0.000000
Shares after: 65,698
Date: 18 Oct 2022
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Mikel H. Williams is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Pursuant to Mr. Williams resignation from the Company's Board of Directors, effective October 18, 2022, certain Restricted Stock Units granted on May 24, 2022 as part of director compensation for the 2022-2023 term, were forfeited in accordance with their terms and on a pro-rated basis.