Pedro J. Lasanta - 06 Mar 2023 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Mar 2023, 15:23:24 UTC
Prior SEC filing
13 Dec 2021
Next SEC filing
28 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Pedro J. Lasanta

Key filing fact

Pedro J. Lasanta filed Form 4 for Pharma-Bio Serv, Inc. (PBSV) on 08 Mar 2023.

Key facts

  • This page summarizes Pedro J. Lasanta's Form 4 filing for Pharma-Bio Serv, Inc. (PBSV).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Mar 2023, 15:23.

Change

  • Previous filing in this sequence was filed on 13 Dec 2021.
  • Current net transaction value: -$0.6.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PBSV transaction

Common Stock

Options Exercise

Transaction value
$88,000
Shares
+100,000
Change %
+106%
Price
$0.8800
Shares after
194,552
Date
06 Mar 2023
Ownership
Direct
PBSV transaction

Common Stock

Tax liability

Transaction value
$88,000
Shares
-76,522
Change %
-39%
Price
$1.15
Shares after
118,030
Date
06 Mar 2023
Ownership
Direct
Footnotes
F1
PBSV transaction

Common Stock

Options Exercise

Transaction value
$8,242
Shares
+8,325
Change %
+7.1%
Price
$0.9900
Shares after
126,355
Date
06 Mar 2023
Ownership
Direct
PBSV transaction

Common Stock

Tax liability

Transaction value
$8,242
Shares
-7,167
Change %
-5.7%
Price
$1.15
Shares after
119,188
Date
06 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PBSV transaction Derivative

Stock Option

Options Exercise

Transaction value
$0
Shares
-100,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$0.8800
Footnotes
F2
PBSV transaction Derivative

Stock Option

Options Exercise

Transaction value
$0
Shares
-8,325
Change %
-33%
Price
$0.000000
Shares after
16,675
Date
06 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,325
Exercise price
$0.9900
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.

Footnote F2

The stock option vested in three equal annual installments beginning on October 4, 2020.

Footnote F3

On December 9, 2021, the reporting person was granted a stock option to purchase 25,000 shares, which stock option vests in three equal installments beginning on December 9, 2022.

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