Mark Gustafson - 15 Mar 2022 Form 4 Insider Report for Alzamend Neuro, Inc. (ALZN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Mar 2022, 19:12:26 UTC
Prior SEC filing
16 Dec 2021
Next SEC filing
04 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark Gustafson

Key filing fact

Mark Gustafson filed Form 4 for Alzamend Neuro, Inc. (ALZN) on 15 Mar 2022.

Key facts

  • This page summarizes Mark Gustafson's Form 4 filing for Alzamend Neuro, Inc. (ALZN).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Mar 2022, 19:12.

Change

  • Previous filing in this sequence was filed on 16 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALZN transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+50,000
Change %
+167%
Price
$0.000000
Shares after
80,000
Date
15 Mar 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALZN transaction Derivative

Restricted Stock Grant

Options Exercise

Transaction value
$0
Shares
-50,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the vesting of restricted stock.

Footnote F2

Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc.

Footnote F3

2,778 and 47,222 restricted shares previously vested on September 13, 2021 and October 13, 2021, respectively, with the final 50,000 shares of restricted stock vesting on March 15, 2022.

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