Andrew George Rickman - 11 Aug 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: N/A
Reported as of: 11 Aug 2022
Net transaction value: -$14,289
SEC form: 4
Accepted by SEC: 30 Aug 2022, 16:10:57 UTC
Prior SEC filing: 17 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Tom Adams, Attorney-in-fact for Andrew Rickman

Key filing fact

Andrew George Rickman filed Form 4 for Rockley Photonics Holdings Ltd on 30 Aug 2022.

Key facts

This page summarizes Andrew George Rickman's Form 4 filing for Rockley Photonics Holdings Ltd.
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 30 Aug 2022, 16:10.

Change

Previous filing in this sequence was filed on 17 Mar 2022.
Current net transaction value: -$14,289.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RKLY transaction

Ordinary Share

Options Exercise

Transaction value: $0
Shares: +22,100
Change %: +0.13%
Price: $0.000000
Shares after: 17,518,105
Date: 11 Aug 2022
Ownership: Direct
Footnotes: F1

RKLY transaction

Ordinary Share

Tax liability

Transaction value: $14,289
Shares: -9,655
Change %: -0.06%
Price: $1.48
Shares after: 17,508,450
Date: 11 Aug 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RKLY transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -22,100
Change %: -7.7%
Price: $0.000000
Shares after: 265,206
Date: 11 Aug 2022
Ownership: Direct
Underlying class: Ordinary Share
Underlying amount: 22,100
Exercise price: $0.000000
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 8/11/2022; however, the transaction was not executed by the plan administrator until 8/24/2022.