Jordan Kanfer - 03 Aug 2022 Form 4 Insider Report for Athenex, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
30 Aug 2022, 18:36:16 UTC
Prior SEC filing
29 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Steven Adams, Attorney-in-Fact

Key filing fact

Jordan Kanfer filed Form 4 for Athenex, Inc. on 30 Aug 2022.

Key facts

  • This page summarizes Jordan Kanfer's Form 4 filing for Athenex, Inc..
  • 2 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 30 Aug 2022, 18:36.

Change

  • Previous filing in this sequence was filed on 29 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATNXQ transaction

Common Stock

Options Exercise

Transaction value
Shares
+7,500
Change %
+78%
Price
Shares after
17,086
Date
03 Aug 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATNXQ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-7,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
Footnotes
F1
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
03 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$12.06
Footnotes
F2
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,500
Date
03 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,500
Exercise price
$11.49
Footnotes
F3
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,000
Date
03 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,000
Exercise price
$12.45
Footnotes
F4
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,500
Date
03 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
$3.80
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,500
Date
03 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,500
Exercise price
$0.4570
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022.

Footnote F2

This option vests in four equal annual installments beginning on April 1, 2020.

Footnote F3

This option vests in four equal annual installments beginning on April 3, 2020.

Footnote F4

This option vests in four equal annual installments beginning on June 5, 2021.

Footnote F5

This option vests on June 28, 2023.

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