Michael Smolinski - 16 Nov 2021 Form 4 Insider Report for Athenex, Inc.

Reporting relationship
Chief Scientific Officer
Issuer ticker
N/A
Reported as of
16 Nov 2021
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 Jan 2022, 15:42:37 UTC
Prior SEC filing
27 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Steven Adams, Attorney-in-Fact

Key filing fact

Michael Smolinski filed Form 4 for Athenex, Inc. on 10 Jan 2022.

Key facts

  • This page summarizes Michael Smolinski's Form 4 filing for Athenex, Inc..
  • 2 reported transactions and 11 derivative rows are listed below.
  • Accepted by SEC: 10 Jan 2022, 15:42.

Change

  • Previous filing in this sequence was filed on 27 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATNXQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,173
Date
16 Nov 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATNXQ transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+25,000
Change %
Price
$0.000000
Shares after
25,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$2.06
Footnotes
F3
ATNXQ transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+25,000
Change %
Price
$0.000000
Shares after
25,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
Footnotes
F4, F5
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,600
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,600
Exercise price
$4.55
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000
Exercise price
$4.55
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,200
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,200
Exercise price
$4.55
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000
Exercise price
$4.55
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,928
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,928
Exercise price
$5.50
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$5.50
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$11.00
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,500
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
$17.30
Footnotes
F1
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
24,000
Date
16 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
24,000
Exercise price
$10.26
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This option vests in four equal annual installments beginning on March 27, 2019.

Footnote F2

This option vests in four equal annual installments beginning on August 27, 2021.

Footnote F3

This option vests in four equal annual installments beginning on November 16, 2022.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of stock.

Footnote F5

The restricted stock units vest in four equal annual installments beginning on November 16, 2022.

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