Steven J. Adams - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc.

Reporting relationship
Interim Chief Acct Officer
Issuer ticker
N/A
Reported as of
03 Aug 2021
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
17 Aug 2021, 16:28:28 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Teresa Bair, Attorney-in-Fact

Key filing fact

Steven J. Adams filed Form 4 for Athenex, Inc. on 17 Aug 2021.

Key facts

  • This page summarizes Steven J. Adams's Form 4 filing for Athenex, Inc..
  • 2 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 17 Aug 2021, 16:28.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATNXQ transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+12,500
Change %
Price
$0.000000
Shares after
12,500
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$3.80
Footnotes
F3
ATNXQ transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+12,500
Change %
Price
$0.000000
Shares after
12,500
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
Footnotes
F4, F5
ATNXQ holding Derivative

Stock Option (Right to Buy_

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,000
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$4.55
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,000
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$5.50
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,000
Exercise price
$5.50
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$11.00
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,000
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,000
Exercise price
$17.30
Footnotes
F1
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,000
Date
03 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,000
Exercise price
$10.26
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This option vests in four equal annual installments beginning on March 27, 2019.

Footnote F2

This option vests in four equal annual installments beginning on August 27, 2021.

Footnote F3

This option vests in four equal annual installments beginning on August 3, 2022.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of stock.

Footnote F5

The restricted stock units vest in four equal annual installments beginning on August 3, 2022.

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