Key facts
- This page summarizes Simon Pedder's Form 4 filing for Athenex, Inc..
- 2 reported transactions and 8 derivative rows are listed below.
- Accepted by SEC: 05 Aug 2021, 17:07.
Simon Pedder - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc.
- Reporting relationship
- Officer
- Issuer ticker
- N/A
- Reported as of
- 03 Aug 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Aug 2021, 17:07:49 UTC
- Next SEC filing
- 18 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/Teresa Bair, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Simon Pedder filed Form 4 for Athenex, Inc. on 05 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATNXQ
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,310
- Date
- 03 Aug 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATNXQ
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +30,000
- Change %
- Price
- $0.000000
- Shares after
- 30,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 30,000
- Exercise price
- $3.80
- Footnotes
- F4
ATNXQ
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +30,000
- Change %
- Price
- $0.000000
- Shares after
- 30,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 30,000
- Exercise price
- Footnotes
- F5, F6
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $4.55
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $9.00
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 130,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 130,000
- Exercise price
- $11.00
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 60,000
- Exercise price
- $17.30
- Footnotes
- F1
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 60,000
- Exercise price
- $13.17
- Footnotes
- F2
ATNXQ
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 60,000
- Date
- 03 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 60,000
- Exercise price
- $12.45
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
This option vests in four equal annual installments beginning on March 27, 2019.
Footnote F2
This option vests in four equal annual installments beginning on February 28, 2020.
Footnote F3
This option vests in four equal annual installments beginning on June 5, 2021.
Footnote F4
This option vests in four equal annual installments beginning on August 3, 2022.
Footnote F5
Each restricted stock unit represents a contingent right to receive one share of stock.
Footnote F6
The restricted stock units vest in four equal annual installments beginning on August 3, 2022.