James M. Whitehurst - 08 Jun 2021 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Jun 2021, 21:19:35 UTC
Prior SEC filing
01 Jun 2021
Next SEC filing
21 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
D. Condrea on behalf of J. M. Whitehurst

Key filing fact

James M. Whitehurst filed Form 4 for INTERNATIONAL BUSINESS MACHINES CORP (IBM) on 09 Jun 2021.

Key facts

  • This page summarizes James M. Whitehurst's Form 4 filing for INTERNATIONAL BUSINESS MACHINES CORP (IBM).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 09 Jun 2021, 21:19.

Change

  • Previous filing in this sequence was filed on 01 Jun 2021.
  • Current net transaction value: -$526,982.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IBM transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+7,813
Change %
+4.1%
Price
$0.000000
Shares after
197,137
Date
08 Jun 2021
Ownership
Direct
IBM transaction

Common Stock

Tax liability

Transaction value
$526,982
Shares
-3,533
Change %
-1.8%
Price
$149.16
Shares after
193,604
Date
08 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IBM transaction Derivative

Rst. Stock Unit

Award

Transaction value
$0
Shares
+26,650
Change %
Price
$0.000000
Shares after
26,650
Date
08 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,650
Exercise price
$0.000000
Footnotes
F1
IBM transaction Derivative

Rst. Stock Unit

Options Exercise

Transaction value
$0
Shares
-7,813
Change %
-25%
Price
$0.000000
Shares after
23,441
Date
08 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,813
Exercise price
$0.000000
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,662 of these units on June 8, 2022, 6,662 of these units on June 8, 2023, 6,662 of these units on June 8, 2024, and 6,664 of these units on June 8, 2025.

Footnote F2

These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Footnote F3

Release of restricted stock units.

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