Christoph H. Westphal - 20 Jul 2021 Form 4 Insider Report for TScan Therapeutics, Inc. (TCRX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
22 Jul 2021, 16:46:41 UTC
Prior SEC filing
15 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christoph Westphal

Key filing fact

Christoph H. Westphal filed Form 4 for TScan Therapeutics, Inc. (TCRX) on 22 Jul 2021.

Key facts

  • This page summarizes Christoph H. Westphal's Form 4 filing for TScan Therapeutics, Inc. (TCRX).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 22 Jul 2021, 16:46.

Change

  • Previous filing in this sequence was filed on 15 Jul 2021.
  • Current net transaction value: +$1,999,995.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCRX transaction

Voting Common Stock

Conversion of derivative security

Transaction value
Shares
+1,145,505
Change %
Price
Shares after
1,145,505
Date
20 Jul 2021
Ownership
See footnote
Footnotes
F2, F3
TCRX transaction

Voting Common Stock

Purchase

Transaction value
$1,999,995
Shares
+133,333
Change %
+12%
Price
$15.00
Shares after
1,278,838
Date
20 Jul 2021
Ownership
See footnote
Footnotes
F3, F4
TCRX holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
914,634
Date
20 Jul 2021
Ownership
Direct
TCRX holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
121,951
Date
20 Jul 2021
Ownership
See footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCRX transaction Derivative

Series A Preferred Stock

Conversion of derivative security

Transaction value
Shares
-641,848
Change %
-100%
Price
Shares after
0
Date
20 Jul 2021
Ownership
See footnote
Underlying class
Voting Common Stock
Underlying amount
641,848
Exercise price
Footnotes
F2, F3
TCRX transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
Shares
-332,594
Change %
-100%
Price
Shares after
0
Date
20 Jul 2021
Ownership
See footnote
Underlying class
Voting Common Stock
Underlying amount
332,594
Exercise price
Footnotes
F2, F3
TCRX transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
Shares
-171,063
Change %
-100%
Price
Shares after
0
Date
20 Jul 2021
Ownership
See footnote
Underlying class
Voting Common Stock
Underlying amount
171,063
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These shares are held by the Reporting Person's spouse.

Footnote F2

Each share of the Issuer's preferred stock automatically converted on a one for one basis into Voting Common Stock immediately prior to the closing of the Issuer's initial public offering, without payment or further consideration. The preferred stock had no expiration date.

Footnote F3

These shares are held by Longwood Fund IV, L.P. ("Longwood"). The general partner of Longwood is Longwood Fund IV GP, LLC ("Longwood GP"). Voting, investment and dispositive decisions at Longwood GP with respect to the securities held by Longwood are made by an investment committee comprised of Christoph Westphal, Richard Aldrich and John Lawrence (collectively, the "IC Members"). Longwood GP and each of the IC Members may be deemed to share voting, investment and dispositive power over the securities held by Longwood and as a result may be deemed to have beneficial ownership over such securities. Longwood GP and each of the IC Members disclaims beneficial ownership over the securities held by Longwood, except to the extent of their respective pecuniary interests therein.

Footnote F4

Represents shares purchased in the Issuer's initial public offering.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .