LSV Associates, LLC - 13 Dec 2021 Form 4 Insider Report for ALX ONCOLOGY HOLDINGS INC (ALXO)

Reporting relationship: 10%+ Owner
Issuer ticker: ALXO
Reported as of: 13 Dec 2021
Net transaction value: -$1,287,431
SEC form: 4
Accepted by SEC: 15 Dec 2021, 20:03:05 UTC
Prior SEC filing: 10 Dec 2021
Source filing: View source filing
Reporting owner signature: LSV Associates, LLC, By /s/ Travis Boettner, Attorney-in-Fact

Key filing fact

LSV Associates, LLC filed Form 4 for ALX ONCOLOGY HOLDINGS INC (ALXO) on 15 Dec 2021.

Key facts

This page summarizes LSV Associates, LLC's Form 4 filing for ALX ONCOLOGY HOLDINGS INC (ALXO).
12 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 15 Dec 2021, 20:03.

Change

Previous filing in this sequence was filed on 10 Dec 2021.
Current net transaction value: -$1,287,431.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALXO transaction

Common Stock

Sale

Transaction value: $302,089
Shares: -11,945
Change %: -0.56%
Price: $25.29
Shares after: 2,127,969
Date: 13 Dec 2021
Ownership: By Lightstone Ventures, L.P.
Footnotes: F1, F2

ALXO transaction

Common Stock

Sale

Transaction value: $41,147
Shares: -1,627
Change %: -0.56%
Price: $25.29
Shares after: 290,131
Date: 13 Dec 2021
Ownership: By Lightstone Ventures (A), L.P.
Footnotes: F1, F3

ALXO transaction

Common Stock

Sale

Transaction value: $454,635
Shares: -17,169
Change %: -0.81%
Price: $26.48
Shares after: 2,110,800
Date: 13 Dec 2021
Ownership: By Lightstone Ventures, L.P.
Footnotes: F2, F4

ALXO transaction

Common Stock

Sale

Transaction value: $61,937
Shares: -2,339
Change %: -0.81%
Price: $26.48
Shares after: 287,792
Date: 13 Dec 2021
Ownership: By Lightstone Ventures (A), L.P.
Footnotes: F3, F4

ALXO transaction

Common Stock

Sale

Transaction value: $261,402
Shares: -9,509
Change %: -0.45%
Price: $27.49
Shares after: 2,101,291
Date: 13 Dec 2021
Ownership: By Lightstone Ventures, L.P.
Footnotes: F2, F5

ALXO transaction

Common Stock

Sale

Transaction value: $35,627
Shares: -1,296
Change %: -0.45%
Price: $27.49
Shares after: 286,496
Date: 13 Dec 2021
Ownership: By Lightstone Ventures (A), L.P.
Footnotes: F3, F5

ALXO transaction

Common Stock

Sale

Transaction value: $62,301
Shares: -2,196
Change %: -0.1%
Price: $28.37
Shares after: 2,099,095
Date: 13 Dec 2021
Ownership: By Lightstone Ventures, L.P.
Footnotes: F2, F6

ALXO transaction

Common Stock

Sale

Transaction value: $8,483
Shares: -299
Change %: -0.1%
Price: $28.37
Shares after: 286,197
Date: 13 Dec 2021
Ownership: By Lightstone Ventures (A), L.P.
Footnotes: F3, F6

ALXO transaction

Common Stock

Sale

Transaction value: $39,338
Shares: -1,329
Change %: -0.06%
Price: $29.60
Shares after: 2,097,766
Date: 13 Dec 2021
Ownership: By Lightstone Ventures, L.P.
Footnotes: F2, F7

ALXO transaction

Common Stock

Sale

Transaction value: $5,358
Shares: -181
Change %: -0.06%
Price: $29.60
Shares after: 286,016
Date: 13 Dec 2021
Ownership: By Lightstone Ventures (A), L.P.
Footnotes: F3, F7

ALXO transaction

Common Stock

Sale

Transaction value: $13,301
Shares: -440
Change %: -0.02%
Price: $30.23
Shares after: 2,097,326
Date: 13 Dec 2021
Ownership: By Lightstone Ventures, L.P.
Footnotes: F2, F8

ALXO transaction

Common Stock

Sale

Transaction value: $1,814
Shares: -60
Change %: -0.02%
Price: $30.23
Shares after: 285,956
Date: 13 Dec 2021
Ownership: By Lightstone Ventures (A), L.P.
Footnotes: F3, F8

ALXO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,023,469
Date: 13 Dec 2021
Ownership: By Lightstone Ventures II, L.P.
Footnotes: F9

ALXO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 120,212
Date: 13 Dec 2021
Ownership: By Lightstone Ventures II (A), L.P.
Footnotes: F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F2

Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Footnote F3

Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F9

Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.

Footnote F10

Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.