Yavor Efremov - 29 Jul 2022 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Aug 2022, 09:14:25 UTC
Prior SEC filing
16 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Yavor Efremov

Key filing fact

Yavor Efremov filed Form 4 for Turning Point Brands, Inc. (TPB) on 02 Aug 2022.

Key facts

  • This page summarizes Yavor Efremov's Form 4 filing for Turning Point Brands, Inc. (TPB).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Aug 2022, 09:14.

Change

  • Previous filing in this sequence was filed on 16 Mar 2022.
  • Current net transaction value: -$7,776.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TPB transaction

Common Stock

Tax liability

Transaction value
$8,040
Shares
-335
Change %
-2.5%
Price
$24.00
Shares after
13,302
Date
29 Jul 2022
Ownership
Direct
Footnotes
F3
TPB transaction

Common Stock

Award

Transaction value
$264
Shares
+11
Change %
+0.08%
Price
$24.00
Shares after
13,313
Date
29 Jul 2022
Ownership
Direct
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TPB transaction Derivative

Options (2022)

Award

Transaction value
$0
Shares
+22,810
Change %
Price
$0.000000
Shares after
22,810
Date
14 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,810
Exercise price
$30.46
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Granted pursuant to the issuer's 2021 Equity Incentive Plan.

Footnote F2

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

Footnote F3

The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 7/29/2022. The total reported in Column 5 includes 3,478 restricted stock units and 9,824 shares of common stock.

Footnote F4

The reported transaction involves shares received as dividends related to restricted stock units that have vested on 7/29/2022. The total report in Column 5 includes 3,478 restricted stock units and 9,835 shares of common stock.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .