Kimberly Alexy - 02 Feb 2023 Form 4 Insider Report for Five9, Inc. (FIVN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Feb 2023, 15:20:15 UTC
Prior SEC filing
25 Jan 2023
Next SEC filing
16 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/David Hill, attorney-in-fact

Key filing fact

Kimberly Alexy filed Form 4 for Five9, Inc. (FIVN) on 03 Feb 2023.

Key facts

  • This page summarizes Kimberly Alexy's Form 4 filing for Five9, Inc. (FIVN).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Feb 2023, 15:20.

Change

  • Previous filing in this sequence was filed on 25 Jan 2023.
  • Current net transaction value: -$192,166.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FIVN transaction

Common Stock

Options Exercise

Transaction value
$21,200
Shares
+2,500
Change %
+22%
Price
$8.48
Shares after
13,617
Date
02 Feb 2023
Ownership
Direct
FIVN transaction

Common Stock

Sale

Transaction value
$25,176
Shares
-300
Change %
-2.2%
Price
$83.92
Shares after
13,317
Date
02 Feb 2023
Ownership
Direct
Footnotes
F1, F2
FIVN transaction

Common Stock

Sale

Transaction value
$119,350
Shares
-1,400
Change %
-11%
Price
$85.25
Shares after
11,917
Date
02 Feb 2023
Ownership
Direct
Footnotes
F1, F3
FIVN transaction

Common Stock

Sale

Transaction value
$68,840
Shares
-800
Change %
-6.7%
Price
$86.05
Shares after
11,117
Date
02 Feb 2023
Ownership
Direct
Footnotes
F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FIVN transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-2,500
Change %
-33%
Price
$0.000000
Shares after
5,000
Date
02 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,500
Exercise price
$8.48
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2022.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $85.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.73 to $86.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F5

The option granted on October 28, 2013 is fully vested.

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