Key facts
- This page summarizes James Lougheed's Form 4 filing for MAXLINEAR, INC (MXL).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Feb 2023, 17:56.
James Lougheed - 20 Feb 2023 Form 4 Insider Report for MAXLINEAR, INC (MXL)
- Reporting relationship
- Vice President, Marketing, High Performance Analog
- Issuer ticker
- MXL
- Reported as of
- 20 Feb 2023
- Net transaction value
- -$16,900
- SEC form
- 4
- Accepted by SEC
- 21 Feb 2023, 17:56:12 UTC
- Prior SEC filing
- 07 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Connie Kwong, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Lougheed filed Form 4 for MAXLINEAR, INC (MXL) on 21 Feb 2023.
Change
- Previous filing in this sequence was filed on 07 Feb 2023.
- Current net transaction value: -$16,900.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MXL
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +460
- Change %
- +0.75%
- Price
- $0.000000
- Shares after
- 61,546
- Date
- 20 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
MXL
transaction
Common Stock
Tax liability
- Transaction value
- $16,900
- Shares
- -460
- Change %
- -0.75%
- Price
- $36.74
- Shares after
- 61,086
- Date
- 20 Feb 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MXL
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -460
- Change %
- -3.8%
- Price
- $0.000000
- Shares after
- 11,691
- Date
- 20 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 460
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
Footnote F2
On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.
Footnote F3
Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.
SEC remarks
Vice President, Marketing, High Performance Analog