Michael Falvey - 02 Feb 2023 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Reporting relationship: Chief Financial Officer
Issuer ticker: CMPS
Reported as of: 02 Feb 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Feb 2023, 15:25:09 UTC
Prior SEC filing: 03 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ Meredith Prithviraj by power of attorney for Michael Falvey

Key filing fact

Michael Falvey filed Form 4 for COMPASS Pathways plc (CMPS) on 03 Feb 2023.

Key facts

This page summarizes Michael Falvey's Form 4 filing for COMPASS Pathways plc (CMPS).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Feb 2023, 15:25.

Change

Previous filing in this sequence was filed on 03 Jan 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPS transaction

Ordinary Shares

Award

Transaction value: $0
Shares: +22,500
Change %
Price: $0.000000
Shares after: 22,500
Date: 02 Feb 2023
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMPS transaction Derivative

Share Option (Right to Buy)

Award

Transaction value: $0
Shares: +45,000
Change %
Price: $0.000000
Shares after: 45,000
Date: 02 Feb 2023
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 45,000
Exercise price: $10.85
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Footnote F2

Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

Footnote F3

The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

SEC remarks

EXHIBIT LIST: EX-24 Michael Falvey - POA