Arthur H. Penn - 18 May 2023 Form 4 Insider Report for PENNANTPARK INVESTMENT CORP (PNNT)

Reporting relationship: Chairman and CEO, Director, Investment Adviser
Issuer ticker: PNNT
Reported as of: 18 May 2023
Net transaction value: +$134,225
SEC form: 4
Accepted by SEC: 19 May 2023, 06:41:18 UTC
Prior SEC filing: 18 May 2023
Next SEC filing: 09 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Arthur H. Penn

Key filing fact

Arthur H. Penn filed Form 4 for PENNANTPARK INVESTMENT CORP (PNNT) on 19 May 2023.

Key facts

This page summarizes Arthur H. Penn's Form 4 filing for PENNANTPARK INVESTMENT CORP (PNNT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 May 2023, 06:41.

Change

Previous filing in this sequence was filed on 18 May 2023.
Current net transaction value: +$134,225.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PNNT transaction

Common Stock

Purchase

Transaction value: $134,225
Shares: +24,000
Change %: +2.2%
Price: $5.59
Shares after: 1,113,423
Date: 18 May 2023
Ownership: By PennantPark Investment Advisers, LLC
Footnotes: F1

PNNT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 193,410
Date: 18 May 2023
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.