Richard H. Little - 20 Feb 2023 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Feb 2023, 16:01:47 UTC
Prior SEC filing
10 Jun 2022
Next SEC filing
05 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Walter R. Mayer, Attorney-in-fact

Key filing fact

Richard H. Little filed Form 4 for BATTALION OIL CORP (BATL) on 22 Feb 2023.

Key facts

  • This page summarizes Richard H. Little's Form 4 filing for BATTALION OIL CORP (BATL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 22 Feb 2023, 16:01.

Change

  • Previous filing in this sequence was filed on 10 Jun 2022.
  • Current net transaction value: -$43,066.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BATL transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+17,709
Change %
+51%
Price
$0.000000
Shares after
52,279
Date
20 Feb 2023
Ownership
Direct
BATL transaction

Common Stock

Tax liability

Transaction value
$43,066
Shares
-4,408
Change %
-8.5%
Price
$9.77
Shares after
47,471
Date
20 Feb 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BATL transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-17,709
Change %
-50%
Price
$0.000000
Shares after
17,710
Date
20 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,709
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares withheld for taxes owed upon vesting of RSUs.

Footnote F2

The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

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