Samuel A. di Piazza Jr. - 19 Apr 2023 Form 4 Insider Report for REGIONS FINANCIAL CORP (RF)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Apr 2023, 18:23:06 UTC
Prior SEC filing
18 Apr 2023
Next SEC filing
11 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Lachelle S. Koon - Attorney-in-Fact

Key filing fact

Samuel A. di Piazza Jr. filed Form 4 for REGIONS FINANCIAL CORP (RF) on 20 Apr 2023.

Key facts

  • This page summarizes Samuel A. di Piazza Jr.'s Form 4 filing for REGIONS FINANCIAL CORP (RF).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 Apr 2023, 18:23.

Change

  • Previous filing in this sequence was filed on 18 Apr 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+34,676
Change %
+185%
Price
$0.000000
Shares after
53,407
Date
19 Apr 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RF transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-34,676
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
34,676
Exercise price
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Samuel A. di Piazza Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units were settled in shares of common stock on a one-for-one basis on April 19, 2023.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of common stock.

Footnote F3

In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 19, 2023, the date of the reporting person's termination of service as a director.

Footnote F4

Includes quarterly cash dividends that were reinvested in restricted stock units.

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