Key facts
- This page summarizes Robert J. Warshaw's Form 4 filing for Tradeweb Markets Inc. (TW).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 22 Jun 2021, 20:44.
Robert J. Warshaw - 21 Jun 2021 Form 4 Insider Report for Tradeweb Markets Inc. (TW)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- TW
- Reported as of
- 21 Jun 2021
- Net transaction value
- -$1,034,324
- SEC form
- 4
- Accepted by SEC
- 22 Jun 2021, 20:44:51 UTC
- Prior SEC filing
- 17 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Scott Zucker, Attorney-in-Fact for Robert Warshaw
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert J. Warshaw filed Form 4 for Tradeweb Markets Inc. (TW) on 22 Jun 2021.
Change
- Previous filing in this sequence was filed on 17 Jun 2021.
- Current net transaction value: -$1,034,324.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TW
transaction
Class A common stock
Options Exercise
- Transaction value
- $329,893
- Shares
- +16,022
- Change %
- +25%
- Price
- $20.59
- Shares after
- 79,846
- Date
- 21 Jun 2021
- Ownership
- Direct
- Footnotes
- F1, F2
TW
transaction
Class A common stock
Sale
- Transaction value
- $1,364,217
- Shares
- -16,022
- Change %
- -20%
- Price
- $85.15
- Shares after
- 63,824
- Date
- 21 Jun 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TW
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -16,022
- Change %
- -79%
- Price
- $0.000000
- Shares after
- 4,275
- Date
- 21 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 16,022
- Exercise price
- $20.59
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
Footnote F2
This amount includes (i) 22,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,989 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,966 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,865 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employed through the applicable vesting date.
Footnote F3
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.36, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
Footnote F4
This option is fully vested and exercisable as of the date hereof.