Key facts
- This page summarizes Ray C. Davis's Form 4 filing for Energy Transfer LP (ET).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Jan 2022, 16:01.
Ray C. Davis - 03 Jan 2022 Form 4 Insider Report for Energy Transfer LP (ET)
- Reporting relationship
- Director
- Issuer ticker
- ET
- Reported as of
- 03 Jan 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Jan 2022, 16:01:49 UTC
- Prior SEC filing
- 14 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- Peggy J. Harrison, Attorney-in-fact for Mr. Davis
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ray C. Davis filed Form 4 for Energy Transfer LP (ET) on 05 Jan 2022.
Change
- Previous filing in this sequence was filed on 14 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ET
transaction
Common Units
Options Exercise
- Transaction value
- $0
- Shares
- +6,028
- Change %
- +0.02%
- Price
- $0.000000
- Shares after
- 29,301,078
- Date
- 03 Jan 2022
- Ownership
- Direct
ET
transaction
Common Units
Award
- Transaction value
- $0
- Shares
- +11,481
- Change %
- +0.04%
- Price
- $0.000000
- Shares after
- 29,312,559
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,112,069
- Date
- 03 Jan 2022
- Ownership
- By: RCD Stock Holdings, LLC
- Footnotes
- F2
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,941,721
- Date
- 03 Jan 2022
- Ownership
- By: Avatar BW. Ltd.
- Footnotes
- F3
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 328,383
- Date
- 03 Jan 2022
- Ownership
- By: ET Company, Ltd.
- Footnotes
- F4
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 51,701
- Date
- 03 Jan 2022
- Ownership
- By: Avatar Holdings LLC
- Footnotes
- F5
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,987,283
- Date
- 03 Jan 2022
- Ownership
- By: Linda Davis 2008 Family Trust
- Footnotes
- F6
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 121,117
- Date
- 03 Jan 2022
- Ownership
- By: Avatar Stock Holdings, LP
- Footnotes
- F7
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,203,003
- Date
- 03 Jan 2022
- Ownership
- By: Avatar ETC Stock Holdings, LLC
- Footnotes
- F8
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,557,757
- Date
- 03 Jan 2022
- Ownership
- By: Avatar Investments, LP
- Footnotes
- F9
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,768,027
- Date
- 03 Jan 2022
- Ownership
- By: Ray Davis 2008 Grandchildren's Trust
- Footnotes
- F10
ET
holding
Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,768,027
- Date
- 03 Jan 2022
- Ownership
- By: Linda Davis 2008 Grandchildren's Trust
- Footnotes
- F11
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ET
transaction
Derivative
Phantom Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,028
- Change %
- -71%
- Price
- $0.000000
- Shares after
- 2,519
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Units
- Underlying amount
- 2,519
- Exercise price
- Footnotes
- F12, F13
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 13 footnotes
Footnote F1
An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2025 and 40% on January 2, 2027, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.
Footnote F2
The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
Footnote F3
The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
Footnote F4
The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
Footnote F5
The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
Footnote F6
The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
Footnote F7
The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
Footnote F8
The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
Footnote F9
The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
Footnote F10
The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
Footnote F11
The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
Footnote F12
Phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.
Footnote F13
Not applicable.