Key facts
- This page summarizes Rick Hamilton's Form 4 filing for CIENA CORP (CIEN).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Dec 2022, 15:58.
Rick Hamilton - 13 Dec 2022 Form 4 Insider Report for CIENA CORP (CIEN)
- Reporting relationship
- SVP, Software and Services
- Issuer ticker
- CIEN
- Reported as of
- 13 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Dec 2022, 15:58:23 UTC
- Prior SEC filing
- 22 Sep 2022
- Next SEC filing
- 22 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- By: Michelle Rankin For: Rick Hamilton
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rick Hamilton filed Form 4 for CIENA CORP (CIEN) on 15 Dec 2022.
Change
- Previous filing in this sequence was filed on 22 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CIEN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +8,090
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 72,337
- Date
- 13 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
CIEN
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +5,532
- Change %
- +7.6%
- Price
- Shares after
- 77,869
- Date
- 13 Dec 2022
- Ownership
- Direct
- Footnotes
- F2, F3, F4
CIEN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +18,768
- Change %
- +24%
- Price
- $0.000000
- Shares after
- 96,637
- Date
- 13 Dec 2022
- Ownership
- Direct
- Footnotes
- F2, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CIEN
transaction
Derivative
Market Stock Units (2022)
Options Exercise
- Transaction value
- $0
- Shares
- -8,017
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,017
- Exercise price
- $0.000000
- Footnotes
- F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Reflects the number of stock units earned pursuant to the terms of a performance stock unit (PSU) award granted on December 14, 2021 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2022 and 2023.
Footnote F2
Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).
Footnote F3
Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 17, 2019 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2022.
Footnote F4
Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.
Footnote F5
Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2023.
Footnote F6
Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2020 through fiscal 2022.