Key facts
- This page summarizes Robert P. Vogels's Form 4/A - Amendment filing for Golden Minerals Co (AUMN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Apr 2022, 16:06.
Robert P. Vogels - 31 Mar 2022 Form 4/A - Amendment Insider Report for Golden Minerals Co (AUMN)
- Reporting relationship
- Senior VP and CFO
- Issuer ticker
- AUMN
- Reported as of
- 31 Mar 2022
- Net transaction value
- +$561,690
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 04 Apr 2022, 16:06:29 UTC
- Original report date
- 04 Apr 2022
- Prior SEC filing
- 26 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- Robert P. Vogels
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Robert P. Vogels filed Form 4/A - Amendment for Golden Minerals Co (AUMN) on 04 Apr 2022.
Change
- Previous filing in this sequence was filed on 26 Nov 2021.
- Current net transaction value: +$561,690.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AUMN
transaction
Common Stock
Award
- Transaction value
- $790,000
- Shares
- +1,580,000
- Change %
- +513%
- Price
- $0.5000
- Shares after
- 1,887,871
- Date
- 31 Mar 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F4
AUMN
transaction
Common Stock
Tax liability
- Transaction value
- $228,310
- Shares
- -456,620
- Change %
- -24%
- Price
- $0.5000
- Shares after
- 1,431,251
- Date
- 31 Mar 2022
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Robert P. Vogels is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Reflects shares issued upon settlement of vested KELTIP Units in connection with the retirement of the reporting person.
Footnote F2
The closing price of the issuer's common stock on the NYSE American on 03/31/2022, the date the shares of common stock were acquired and disposed of.
Footnote F3
Shares surrendered to the Issuer for tax withholding to pay tax liability incurred by the receipt of securities issued in accordance with Rule 16b-3.
Footnote F4
The Form 4 filed on 04/04/2022 erroneously reported a price of $0.52 in column 4. The purpose of this amendment is to correct the price in column 4.
SEC remarks
Mr. Vogels is retiring from Golden Minerals Co. effective Mar. 31, 2022. He will no longer be subject to Form 4 filings for Golden Minerals Co.