Key facts
- This page summarizes Alan N. Braverman's Form 4 filing for Walt Disney Co (DIS).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 23 Dec 2021, 12:12.
Alan N. Braverman - 22 Dec 2021 Form 4 Insider Report for Walt Disney Co (DIS)
- Reporting relationship
- Sr EVP, General Counsel & Secy
- Issuer ticker
- DIS
- Reported as of
- 22 Dec 2021
- Net transaction value
- -$107,688
- SEC form
- 4
- Accepted by SEC
- 23 Dec 2021, 12:12:07 UTC
- Prior SEC filing
- 21 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jolene E. Negre, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Alan N. Braverman filed Form 4 for Walt Disney Co (DIS) on 23 Dec 2021.
Change
- Previous filing in this sequence was filed on 21 Dec 2021.
- Current net transaction value: -$107,688.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DIS
transaction
Disney Common Stock
Options Exercise
- Transaction value
- Shares
- +160
- Change %
- +0.15%
- Price
- Shares after
- 109,542
- Date
- 22 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
DIS
transaction
Disney Common Stock
Tax liability
- Transaction value
- $24,166
- Shares
- -160
- Change %
- -0.15%
- Price
- $151.04
- Shares after
- 109,382
- Date
- 22 Dec 2021
- Ownership
- Direct
- Footnotes
- F3
DIS
transaction
Disney Common Stock
Options Exercise
- Transaction value
- Shares
- +417
- Change %
- +0.38%
- Price
- Shares after
- 109,799
- Date
- 22 Dec 2021
- Ownership
- Direct
- Footnotes
- F2, F4
DIS
transaction
Disney Common Stock
Tax liability
- Transaction value
- $62,982
- Shares
- -417
- Change %
- -0.38%
- Price
- $151.04
- Shares after
- 109,382
- Date
- 22 Dec 2021
- Ownership
- Direct
- Footnotes
- F5
DIS
transaction
Disney Common Stock
Options Exercise
- Transaction value
- Shares
- +136
- Change %
- +0.12%
- Price
- Shares after
- 109,518
- Date
- 22 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
DIS
transaction
Disney Common Stock
Tax liability
- Transaction value
- $20,541
- Shares
- -136
- Change %
- -0.12%
- Price
- $151.04
- Shares after
- 109,382
- Date
- 22 Dec 2021
- Ownership
- Direct
- Footnotes
- F6
DIS
holding
Disney Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,481
- Date
- 22 Dec 2021
- Ownership
- By 401(k)
- Footnotes
- F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DIS
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -160
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Dec 2021
- Ownership
- Direct
- Underlying class
- Disney Common Stock
- Underlying amount
- 160
- Exercise price
- Footnotes
- F1, F2
DIS
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -417
- Change %
- -4.5%
- Price
- $0.000000
- Shares after
- 8,871
- Date
- 22 Dec 2021
- Ownership
- Direct
- Underlying class
- Disney Common Stock
- Underlying amount
- 417
- Exercise price
- Footnotes
- F2, F4
DIS
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -136
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Dec 2021
- Ownership
- Direct
- Underlying class
- Disney Common Stock
- Underlying amount
- 136
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Vesting is limited to shares necessary to cover withholding obligations related to future vestings.
Footnote F2
Restricted stock units convert into common stock at 1-for-1.
Footnote F3
The 160 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
Footnote F4
Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023.
Footnote F5
The 417 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
Footnote F6
The 136 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
Footnote F7
Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.