Key facts
- This page summarizes Thomas E. Henning's Form 4 filing for Great Western Bancorp, Inc..
- 14 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 03 Feb 2022, 16:19.
Thomas E. Henning - 01 Feb 2022 Form 4 Insider Report for Great Western Bancorp, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 01 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Feb 2022, 16:19:53 UTC
- Prior SEC filing
- 29 Nov 2021
- Next SEC filing
- 02 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Donald J. Straka, as attorney-in-fact for Thomas Edward Henning
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas E. Henning filed Form 4 for Great Western Bancorp, Inc. on 03 Feb 2022.
Change
- Previous filing in this sequence was filed on 29 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +1,949
- Change %
- Price
- $0.000000
- Shares after
- 1,949
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +1,522
- Change %
- +78%
- Price
- $0.000000
- Shares after
- 3,471
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F2
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +1,461
- Change %
- +42%
- Price
- $0.000000
- Shares after
- 4,932
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F3
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +1,608
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 6,540
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F4
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +1,746
- Change %
- +27%
- Price
- $0.000000
- Shares after
- 8,286
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F5
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +3,476
- Change %
- +42%
- Price
- $0.000000
- Shares after
- 11,762
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F6
GWB
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- $0
- Shares
- +1,793
- Change %
- +15%
- Price
- $0.000000
- Shares after
- 13,555
- Date
- 01 Feb 2022
- Ownership
- Direct
- Footnotes
- F7
GWB
holding
Common Stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,520
- Date
- 01 Feb 2022
- Ownership
- Henning Investments LLC
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GWB
transaction
Derivative
Restricted Stock Units - 2015
Options Exercise
- Transaction value
- $0
- Shares
- -1,949
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 1,949
- Exercise price
- Footnotes
- F1, F8
GWB
transaction
Derivative
Restricted Stock Units - 2016
Options Exercise
- Transaction value
- $0
- Shares
- -1,522
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 1,522
- Exercise price
- Footnotes
- F2, F8
GWB
transaction
Derivative
Restricted Stock Units - 2017
Options Exercise
- Transaction value
- $0
- Shares
- -1,461
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 1,461
- Exercise price
- Footnotes
- F3, F8
GWB
transaction
Derivative
Restricted Stock Units - 2018
Options Exercise
- Transaction value
- $0
- Shares
- -1,608
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 1,608
- Exercise price
- Footnotes
- F4, F8
GWB
transaction
Derivative
Restricted Stock Units - 2019
Options Exercise
- Transaction value
- $0
- Shares
- -1,746
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 1,746
- Exercise price
- Footnotes
- F5, F8
GWB
transaction
Derivative
Restricted Stock Units - 2020
Options Exercise
- Transaction value
- $0
- Shares
- -3,476
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 3,476
- Exercise price
- Footnotes
- F6, F8
GWB
transaction
Derivative
Restricted Stock Units - 2021
Options Exercise
- Transaction value
- $0
- Shares
- -1,793
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 1,793
- Exercise price
- Footnotes
- F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Thomas E. Henning is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
Footnote F2
The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
Footnote F3
The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
Footnote F4
The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
Footnote F5
The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.
Footnote F6
The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.
Footnote F7
The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.
Footnote F8
Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.