Key facts
- This page summarizes Klaus Kleinfeld's Form 4 filing for Constellation Acquisition Corp I (CSTAF).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 30 Jan 2023, 20:11.
Klaus Kleinfeld - 26 Jan 2023 Form 4 Insider Report for Constellation Acquisition Corp I (CSTAF)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- CSTAF
- Reported as of
- 26 Jan 2023
- Net transaction value
- $0
- Reporting owner signature
- /s/ Klaus Kleinfeld
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Klaus Kleinfeld filed Form 4 for Constellation Acquisition Corp I (CSTAF) on 30 Jan 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CSTA
transaction
Derivative
Private Placement Warrant
Sale
- Transaction value
- Shares
- -1,530,511
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 26 Jan 2023
- Ownership
- By Kleinfeld Constellation Investment LLC
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 1,530,511
- Exercise price
- Footnotes
- F1, F2, F3
CSTA
transaction
Derivative
Private Placement Warrant
Sale
- Transaction value
- Shares
- -77,789
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 26 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 77,789
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Klaus Kleinfeld is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Pursuant to that certain Private Placement Warrants Purchase Agreement, dated January 26, 2021, by and between the Issuer and the undersigned parties thereto, Kleinfeld Constellation Investment, LLC acquired from the Issuer 1,530,511 warrants of the Issuer (each, a "Private Placement Warrant") for an aggregate purchase price of $2,295,766.50, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-251974) filed with the Securities and Exchange Commission on January 22, 2021 (the "Registration Statement"). On January 26, 2023, the Reporting Person transferred the 1,530,511 Private Placement Warrants to Constellation Sponsor LP, an affiliate of the Issuer.
Footnote F2
Each Private Placement Warrant is exercisable to purchase one Class A ordinary share of the Issuer ("Class A Share") at an exercise price of $11.50 per share. As described in the Registration Statement, the Private Placement Warrants are identical to the warrants sold in connection with the Issuer's initial public offering ("IPO"), except that the Private Placement Warrants, (i) will not be redeemable by the Issuer, except as described in the Registration Statement, (ii) may not (including the Class A Shares issuable upon exercise of such warrants), subject to certain limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights.
Footnote F3
The Reporting Person controls Kleinfeld Constellation Investment LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F4
On March 18, 2022, the Reporting Person acquired 77,789 Private Placement Warrants from Niklas Einsfeld. On January 26, 2023, the Reporting Person transferred the 77,789 Private Placement Warrants to Constellation Sponsor LP, an affiliate of the Issuer.
SEC remarks
The Reporting Person controls Kleinfeld Constellation Investment, LLC, which is a non-controlling shareholder of Constellation Sponsor GmbH & Co. KG (the "Sponsor") and the Reporting Person does not otherwise have or share investment control over any securities held by the Sponsor. Accordingly, pursuant to Rule 16a-1(a)(2)(iii), the Reporting Person is not deemed to be the beneficial owner of any of the securities held by the Sponsor