Key facts
- This page summarizes John J. Walsh Jr.'s Form 4 filing for Mimecast Ltd.
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 24 May 2021, 17:00.
John J. Walsh Jr. - 21 May 2021 Form 4 Insider Report for Mimecast Ltd
- Reporting relationship
- Sr. Vice Pres., Engineering
- Issuer ticker
- N/A
- Reported as of
- 21 May 2021
- Net transaction value
- -$479,818
- SEC form
- 4
- Accepted by SEC
- 24 May 2021, 17:00:16 UTC
- Prior SEC filing
- 17 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert P. Nault, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John J. Walsh Jr. filed Form 4 for Mimecast Ltd on 24 May 2021.
Change
- Previous filing in this sequence was filed on 17 May 2021.
- Current net transaction value: -$479,818.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MIME
transaction
Ordinary Shares
Options Exercise
- Transaction value
- $489,000
- Shares
- +20,000
- Change %
- +1218%
- Price
- $24.45
- Shares after
- 21,642
- Date
- 21 May 2021
- Ownership
- Direct
MIME
transaction
Ordinary Shares
Sale
- Transaction value
- $968,818
- Shares
- -20,000
- Change %
- -92%
- Price
- $48.44
- Shares after
- 1,642
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F1
MIME
holding
Restricted Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,687
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F2, F3
MIME
holding
Restricted Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 22,469
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F2, F4
MIME
holding
Restricted Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,500
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F2, F5
MIME
holding
Restricted Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 850
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F2, F6
MIME
holding
Restricted Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 825
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F2, F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MIME
transaction
Derivative
Share Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 81,500
- Date
- 21 May 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 20,000
- Exercise price
- $24.45
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.23 - $48.655, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F2
Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares.
Footnote F3
These restricted share units were granted on April 1, 2021. Twenty-five percent (25%) of the units vest on April 1, 2022 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
Footnote F4
These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vested on April 1, 2021, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
Footnote F5
These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020, twenty-five percent (25%) of the units vested on April 1, 2021, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
Footnote F6
These restricted share units were granted on June 1, 2018. Twenty-five percent (25%) of the units vested on June 1, 2019, twenty-five percent (25%) of the units vested on June 1, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
Footnote F7
These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, twenty-five percent (25%) of the units vested on April 2, 2021, and the remainder of the units vest on April 2, 2022, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
Footnote F8
This option was granted on May 1, 2017. Twenty-five percent (25%) of the shares vested on May 1, 2018 and the remainder of the shares vested on a quarterly basis over the next three (3) years. This option is fully vested.
SEC remarks
Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on April 2, 2018).