Key facts
- This page summarizes DEUTSCHE BANK AG\'s Form 4 filing for NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 26 Apr 2023, 16:12.
DEUTSCHE BANK AG\ - 24 Apr 2023 Form 4 Insider Report for NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- NMZ
- Reported as of
- 24 Apr 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 26 Apr 2023, 16:12:35 UTC
- Prior SEC filing
- 05 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- DEUTSCHE BANK AG by: /s/ David Ramos
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
DEUTSCHE BANK AG\ filed Form 4 for NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) on 26 Apr 2023.
Change
- Previous filing in this sequence was filed on 05 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NMZ
transaction
Adjustable Rate MuniFund Term Preferred Shares
Other
- Transaction value
- Shares
- -1,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 Apr 2023
- Ownership
- By Subsidiary
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG.
Footnote F2
This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN.
Footnote F3
Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
SEC remarks
Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information