Key facts
- This page summarizes Seth Jaffe's Form 4 filing for LEVI STRAUSS & CO (LEVI).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 01 Jun 2023, 20:04.
Seth Jaffe - 31 May 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)
- Reporting relationship
- EVP & Chief Legal Officer
- Issuer ticker
- LEVI
- Reported as of
- 31 May 2023
- Net transaction value
- -$79,234
- SEC form
- 4
- Accepted by SEC
- 01 Jun 2023, 20:04:22 UTC
- Prior SEC filing
- 01 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Seth Jaffe filed Form 4 for LEVI STRAUSS & CO (LEVI) on 01 Jun 2023.
Change
- Previous filing in this sequence was filed on 01 Feb 2023.
- Current net transaction value: -$79,234.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LEVI
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +2,938
- Change %
- +1.7%
- Price
- $0.000000
- Shares after
- 176,670
- Date
- 31 May 2023
- Ownership
- Direct
- Footnotes
- F1, F2
LEVI
transaction
Class A Common Stock
Sale
- Transaction value
- $39,516
- Shares
- -2,938
- Change %
- -1.7%
- Price
- $13.45
- Shares after
- 173,732
- Date
- 31 May 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LEVI
transaction
Derivative
Stock Appreciation Rights
Options Exercise
- Transaction value
- $0
- Shares
- -12,055
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 96,435
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 12,055
- Exercise price
- $6.90
- Footnotes
- F1, F3, F4
LEVI
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $83,180
- Shares
- +12,055
- Change %
- +5.3%
- Price
- $6.90
- Shares after
- 240,535
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 12,055
- Exercise price
- Footnotes
- F1, F4
LEVI
transaction
Derivative
Class B Common Stock
Disposed to Issuer
- Transaction value
- $122,897
- Shares
- -9,117
- Change %
- -3.8%
- Price
- $13.48
- Shares after
- 231,418
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,117
- Exercise price
- Footnotes
- F1, F4, F5
LEVI
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -2,938
- Change %
- -1.3%
- Price
- $0.000000
- Shares after
- 228,480
- Date
- 31 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,938
- Exercise price
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.
Footnote F2
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Footnote F3
100% of these stock appreciation rights are fully vested.
Footnote F4
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Footnote F5
Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.