Thomas W. Smith - 31 Dec 2022 Form 5 Insider Report for CIMPRESS plc (CMPR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
14 Feb 2023, 15:02:32 UTC
Prior SEC filing
22 Dec 2022
Next SEC filing
07 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas W. Smith

Key filing fact

Thomas W. Smith filed Form 5 for CIMPRESS plc (CMPR) on 14 Feb 2023.

Key facts

  • This page summarizes Thomas W. Smith's Form 5 filing for CIMPRESS plc (CMPR).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 14 Feb 2023, 15:02.

Change

  • Previous filing in this sequence was filed on 22 Dec 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPR transaction

Ordinary Shares

Gift

Transaction value
$0
Shares
-60,000
Change %
-3.9%
Price
$0.000000
Shares after
1,476,679
Date
23 Dec 2022
Ownership
By Ridgeview Smith Investments LLC
Footnotes
F1, F2
CMPR transaction

Ordinary Shares

Gift

Transaction value
$0
Shares
+60,000
Change %
+110%
Price
$0.000000
Shares after
114,400
Date
23 Dec 2022
Ownership
By Thomas W. Smith Family Accounts
Footnotes
F1, F3
CMPR holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
138,566
Date
31 Dec 2022
Ownership
By Prescott Investors Profit Sharing Trust
Footnotes
F4
CMPR holding

Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,000
Date
31 Dec 2022
Ownership
By Thomas W. Smith Foundation
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This transaction involved a gift of securities by Ridgeview Smith Investments LLC ("Ridgeview"), a limited liability company established by Mr. Smith for the benefit of his family, to an investment account established for the benefit of Mr. Smith's wife. Mr. Smith disclaims beneficial ownership of the shares held for the benefit of his wife except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that Mr. Smith is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose.

Footnote F2

These shares are owned directly by Ridgeview and are beneficially owned indirectly by Mr. Smith as trustee of a revocable trust he established for the benefit of his family and which is the sole member of Ridgeview. Mr. Smith disclaims beneficial ownership of these shares in excess of his pecuniary interest under Rule 16a-1(a)(2)(iii). The address of Ridgeview is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.

Footnote F3

These shares are owned directly by investment accounts established for the benefit of certain family members of Thomas W. Smith. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Smith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Footnote F4

These shares are owned directly by the Prescott Investors Profit Sharing Trust (the "Trust"), for which Mr. Smith serves as a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Smith disclaims beneficial ownership of these shares in excess of his pecuniary interest under Rule 16a-8(b)(2)(ii). The address of the Trust is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.

Footnote F5

These shares are owned directly by the Thomas W. Smith Foundation (the "Foundation") and are beneficially owned indirectly by Thomas W. Smith as trustee of the Foundation. Mr. Smith disclaims beneficial ownership of these shares in excess of his pecuniary interest under 16a-8(b)(2)(ii). The address for the Foundation is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.

SEC remarks

The filing of this report shall not be deemed to be an admission that the Reporting Persons comprise a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. The Reporting Persons each disclaim beneficial ownership of the shares included in this report except to the extent of their pecuniary interest in such shares.

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