Augustine Lawlor - 31 Aug 2023 Form 4 Insider Report for CATALYST BIOSCIENCES, INC. (GYRE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Sep 2023, 16:07:04 UTC
Prior SEC filing
25 Aug 2023
Next SEC filing
30 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Seline Miller, as attorney-in-fact for Augustine Lawlor

Key filing fact

Augustine Lawlor filed Form 4 for CATALYST BIOSCIENCES, INC. (GYRE) on 01 Sep 2023.

Key facts

  • This page summarizes Augustine Lawlor's Form 4 filing for CATALYST BIOSCIENCES, INC. (GYRE).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Sep 2023, 16:07.

Change

  • Previous filing in this sequence was filed on 25 Aug 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CBIO transaction

Series Y Preferred Stock

Disposed to Issuer

Transaction value
Shares
-25
Change %
-100%
Price
Shares after
0
Date
31 Aug 2023
Ownership
Direct
Footnotes
F1, F2
CBIO transaction

Series Y Preferred Stock

Disposed to Issuer

Transaction value
Shares
-24
Change %
-100%
Price
Shares after
0
Date
31 Aug 2023
Ownership
By The Lawlor Family Trust UAD 4-17-00
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On June 20, 2023, the Company's board of directors (the "Board") declared a dividend of one one-thousandth of a share of Series Y Preferred Stock, par value $0.001 per share (the "Preferred Stock"), for each outstanding share of common stock to common stockholders of record at 5:00 p.m. Eastern Time on June 30, 2023, in a transaction exempt from Section 16 under Rule 16a-9. The shares of Preferred Stock were distributed on June 30, 2023. As a result, the Reporting Person received the shares of Preferred Stock set forth above. The Preferred Stock was not convertible into, or exchangeable for, shares of any other class or series of stock or other securities of the Company.

Footnote F2

On August 31, 2023, the Company filed, as approved by the Board, a certificate of elimination with the Secretary of State of the State of Delaware pursuant to which the outstanding shares of the Preferred Stock were eliminated.

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