Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 May 2022, 15:02:16 UTC
Prior SEC filing
08 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Frederick S. Hencken, Reporting Person

Key filing fact

Reporting Person Frederick S. Hencken filed Form 4 for Capstone Green Energy Corp (CGEH) on 17 May 2022.

Key facts

  • This page summarizes Reporting Person Frederick S. Hencken's Form 4 filing for Capstone Green Energy Corp (CGEH).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 17 May 2022, 15:02.

Change

  • Previous filing in this sequence was filed on 08 Apr 2022.
  • Current net transaction value: -$6,488.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CGRN transaction

Common Stock

Tax liability

Transaction value
$6,488
Shares
-1,730
Change %
-2.1%
Price
$3.75
Shares after
81,199
Date
13 Apr 2022
Ownership
Direct
Footnotes
F1
CGRN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,314
Date
13 Apr 2022
Ownership
By Trust
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.

Footnote F2

These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

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