Cynthia Gaylor - 15 Jun 2023 Form 4 Insider Report for DOCUSIGN, INC. (DOCU)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
20 Jun 2023, 20:18:47 UTC
Prior SEC filing
16 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lisa Yun, Attorney-in-fact

Key filing fact

Cynthia Gaylor filed Form 4 for DOCUSIGN, INC. (DOCU) on 20 Jun 2023.

Key facts

  • This page summarizes Cynthia Gaylor's Form 4 filing for DOCUSIGN, INC. (DOCU).
  • 8 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 20 Jun 2023, 20:18.

Change

  • Previous filing in this sequence was filed on 16 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOCU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+93,050
Change %
+241%
Price
$0.000000
Shares after
131,628
Date
15 Jun 2023
Ownership
Direct
DOCU transaction

Common Stock

Tax liability

Transaction value
$0
Shares
-46,137
Change %
-35%
Price
$0.000000
Shares after
85,491
Date
15 Jun 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DOCU transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,019
Change %
-17%
Price
$0.000000
Shares after
15,097
Date
15 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,019
Exercise price
Footnotes
F2, F3, F4
DOCU transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,201
Change %
-11%
Price
$0.000000
Shares after
9,601
Date
15 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,201
Exercise price
Footnotes
F2, F4, F5
DOCU transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,391
Change %
-7.7%
Price
$0.000000
Shares after
52,694
Date
15 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,391
Exercise price
Footnotes
F2, F4, F6
DOCU transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-5,863
Change %
-7.1%
Price
$0.000000
Shares after
76,220
Date
15 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,863
Exercise price
Footnotes
F2, F4, F7
DOCU transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-50,449
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,449
Exercise price
Footnotes
F4, F8, F9
DOCU transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-28,127
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,127
Exercise price
Footnotes
F8, F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Cynthia Gaylor is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 11 footnotes

Footnote F1

Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

Footnote F2

Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

Footnote F3

The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

Footnote F4

The RSUs do not expire; they either vest or are canceled prior to vesting date.

Footnote F5

The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

Footnote F6

The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

Footnote F7

The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

Footnote F8

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Footnote F9

The RSUs will fully vest on the vesting commencement date of June 15, 2023, subject to the Reporting Person being a service provider through such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

Footnote F10

The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

Footnote F11

The restricted stock units do not expire, they either vest or are canceled prior to vesting date.

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