Key facts
- This page summarizes Enrique R. Arzac's Form 4 filing for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 26 Apr 2022, 10:56.
Enrique R. Arzac - 21 Apr 2022 Form 4 Insider Report for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX)
- Reporting relationship
- Director
- Issuer ticker
- ADX
- Reported as of
- 21 Apr 2022
- Net transaction value
- +$22,062
- SEC form
- 4
- Accepted by SEC
- 26 Apr 2022, 10:56:45 UTC
- Prior SEC filing
- 09 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- Gail L. Valenti as Attorney-in-Fact for Enrique R. Arzac
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Enrique R. Arzac filed Form 4 for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX) on 26 Apr 2022.
Change
- Previous filing in this sequence was filed on 09 Feb 2022.
- Current net transaction value: +$22,062.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ADX
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +72
- Change %
- +0.35%
- Price
- $0.000000
- Shares after
- 20,831
- Date
- 21 Apr 2022
- Ownership
- Direct
- Footnotes
- F1, F2
ADX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +0
- Change %
- +0.23%
- Price
- $0.000000
- Shares after
- 0
- Date
- 21 Apr 2022
- Ownership
- By Trust
- Footnotes
- F3, F4
ADX
transaction
Common Stock
Award
- Transaction value
- $22,062
- Shares
- +1,225
- Change %
- +13%
- Price
- $18.01
- Shares after
- 10,575
- Date
- 21 Apr 2022
- Ownership
- By Trust
- Footnotes
- F2, F4, F5, F6
ADX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 29,319
- Date
- 21 Apr 2022
- Ownership
- By Trust
- Footnotes
- F2, F4
ADX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,658
- Date
- 21 Apr 2022
- Ownership
- Indirect/Other
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Enrique R. Arzac is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.77 - $19.61 during 2022.
Footnote F2
Dr. Arzac's cumulative beneficial ownership reflects the exempt transactions reported herein and also certain changes in direct and indirect ownership balances resulting from transfers among accounts.
Footnote F3
This fractional share was acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $16.77 - $19.61 during 2022.
Footnote F4
By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.
Footnote F5
Of these shares, 695 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2007 and deferred until retirement on 04/21/2022. Another 530 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2013 and deferred until retirement on 04/21/2022. The Issuer's stock average trading price on 04/21/2022 was $18.01.
Footnote F6
A fractional share in the amount of 0.01 was issued as part of DSUs (granted in lieu of a 2007 deferred cash retainer) & DE shares earned. An additional fractional share in the amount of 0.54 was issued as part of DSUs (granted in lieu of a 2013 deferred cash retainer) & DE shares earned. The fractional shares were surrendered as non-transferrable to a registered account.