Mark Nunneley - 03 Mar 2023 Form 4 Insider Report for Ashford Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Mar 2023, 18:29:18 UTC
Prior SEC filing
08 Jul 2022
Next SEC filing
15 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark L. Nunneley

Key filing fact

Mark Nunneley filed Form 4 for Ashford Inc. on 07 Mar 2023.

Key facts

  • This page summarizes Mark Nunneley's Form 4 filing for Ashford Inc..
  • 1 reported transaction and 7 derivative rows are listed below.
  • Accepted by SEC: 07 Mar 2023, 18:29.

Change

  • Previous filing in this sequence was filed on 08 Jul 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AINC transaction

Common Stock

Award

Transaction value
$0
Shares
+9,779
Change %
+19%
Price
$0.000000
Shares after
60,384
Date
03 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AINC holding Derivative

Class 2 LTIP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,000
Exercise price
$61.12
AINC holding Derivative

Class 2 LTIP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16,299
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,299
Exercise price
$94.96
AINC holding Derivative

Class 2 LTIP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$57.71
AINC holding Derivative

Class 2 LTIP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$57.34
AINC holding Derivative

Class 2 LTIP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,000
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,000
Exercise price
$45.59
AINC holding Derivative

Class 2 LTIP Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,000
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$85.97
AINC holding Derivative

Common Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
133
Date
03 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
133
Exercise price
$0.000000
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.

Footnote F2

Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.

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