Key facts
- This page summarizes Gregory W. Becker's Form 4 filing for SVB FINANCIAL GROUP.
- 10 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 01 Mar 2023, 16:12.
Gregory W. Becker - 27 Feb 2023 Form 4 Insider Report for SVB FINANCIAL GROUP
- Reporting relationship
- President and CEO
- Issuer ticker
- N/A
- Reported as of
- 27 Feb 2023
- Net transaction value
- -$2,269,056
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2023, 16:12:39 UTC
- Prior SEC filing
- 02 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Desiree Combs, Attorney-in-Fact for Gregory Becker
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gregory W. Becker filed Form 4 for SVB FINANCIAL GROUP on 01 Mar 2023.
Change
- Previous filing in this sequence was filed on 02 Feb 2023.
- Current net transaction value: -$2,269,056.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- $420,720
- Shares
- +4,000
- Change %
- +4.3%
- Price
- $105.18
- Shares after
- 96,552
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- $468,156
- Shares
- +4,451
- Change %
- +4.6%
- Price
- $105.18
- Shares after
- 101,003
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
SIVB
transaction
Common Stock
Options Exercise
- Transaction value
- $420,720
- Shares
- +4,000
- Change %
- +4%
- Price
- $105.18
- Shares after
- 105,003
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
SIVB
transaction
Common Stock
Sale
- Transaction value
- $256,932
- Shares
- -899
- Change %
- -0.86%
- Price
- $285.80
- Shares after
- 104,104
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
- Footnotes
- F1
SIVB
transaction
Common Stock
Sale
- Transaction value
- $1,054,220
- Shares
- -3,675
- Change %
- -3.5%
- Price
- $286.86
- Shares after
- 100,429
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
- Footnotes
- F2
SIVB
transaction
Common Stock
Sale
- Transaction value
- $1,805,517
- Shares
- -6,276
- Change %
- -6.2%
- Price
- $287.69
- Shares after
- 94,153
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
- Footnotes
- F3
SIVB
transaction
Common Stock
Sale
- Transaction value
- $461,983
- Shares
- -1,601
- Change %
- -1.7%
- Price
- $288.56
- Shares after
- 92,552
- Date
- 27 Feb 2023
- Ownership
- Revocable Trust
- Footnotes
- F4
SIVB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,315
- Date
- 27 Feb 2023
- Ownership
- By 401(k)/ESOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SIVB
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -4,451
- Change %
- -36%
- Price
- $0.000000
- Shares after
- 8,000
- Date
- 27 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,451
- Exercise price
- $105.18
- Footnotes
- F5
SIVB
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -4,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 4,000
- Date
- 27 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $105.18
- Footnotes
- F5
SIVB
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -4,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000
- Exercise price
- $105.18
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $285.27 to $286.23; the price reported above reflects the weighted average sale price.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $286.26 to $287.24; the price reported above reflects the weighted average sale price.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $287.25 to $288.21; the price reported above reflects the weighted average sale price.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $288.29 to $289.05; the price reported above reflects the weighted average sale price.
Footnote F5
25%/4yr beginning on 02-May-2016.
SEC remarks
These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 26, 2023.