Key facts
- This page summarizes Jonathan H. Cohen's Form 4 filing for Oxford Square Capital Corp. (OXSQ).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Jul 2023, 15:20.
Jonathan H. Cohen - 14 Jun 2023 Form 4 Insider Report for Oxford Square Capital Corp. (OXSQ)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- OXSQ
- Reported as of
- 14 Jun 2023
- Net transaction value
- +$1,511,205
- SEC form
- 4
- Accepted by SEC
- 06 Jul 2023, 15:20:11 UTC
- Prior SEC filing
- 03 Apr 2023
- Next SEC filing
- 24 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jonathan H. Cohen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan H. Cohen filed Form 4 for Oxford Square Capital Corp. (OXSQ) on 06 Jul 2023.
Change
- Previous filing in this sequence was filed on 03 Apr 2023.
- Current net transaction value: +$1,511,205.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OXSQ
transaction
Common Stock, par value $0.01 per share
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $1,511,205
- Shares
- +568,122
- Change %
- +33%
- Price
- $2.66
- Shares after
- 2,272,489
- Date
- 14 Jun 2023
- Ownership
- Direct
OXSQ
holding
Common Stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,102
- Date
- 14 Jun 2023
- Ownership
- See Footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OXSQ
transaction
Derivative
Transferable Subscription Rights (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -568,122
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Jun 2023
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 568,122
- Exercise price
- $2.66
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen by virtue of his ownership interest therein.
Footnote F2
On May 10, 2023, Oxford Square Capital Corp. (the "Company") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Company's common shares, as of the record date of May 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 16,633,723 of the Company's common shares. Record Date Shareholders received one Right for every three common shares held on the record date. The Rights entitle their holders to purchase one new common share for every one Right held. The subscription price per common share is $2.66. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on June 14, 2023.