Peter J. Clare - 07 Feb 2023 Form 4 Insider Report for Carlyle Group Inc. (CG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Feb 2023, 17:06:48 UTC
Prior SEC filing
18 Jul 2022
Next SEC filing
02 Oct 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne K. Frederick by power of attorney for Peter J. Clare

Key filing fact

Peter J. Clare filed Form 4 for Carlyle Group Inc. (CG) on 09 Feb 2023.

Key facts

  • This page summarizes Peter J. Clare's Form 4 filing for Carlyle Group Inc. (CG).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Feb 2023, 17:06.

Change

  • Previous filing in this sequence was filed on 18 Jul 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CG transaction

Common Stock

Award

Transaction value
$0
Shares
+92,804
Change %
+1.8%
Price
$0.000000
Shares after
5,160,798
Date
07 Feb 2023
Ownership
Direct
Footnotes
F1
CG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
273,632
Date
07 Feb 2023
Ownership
See Footnote
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

Footnote F2

These shares of common stock are held by a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.

SEC remarks

The reporting person's title is Chief Investment Officer of Corporate Private Equity and Chairman of the Americas. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.

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