John van Siclen - 15 Nov 2021 Form 4 Insider Report for Dynatrace, Inc. (DT)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: DT
Reported as of: 15 Nov 2021
Net transaction value: -$8,685,690
SEC form: 4
Accepted by SEC: 17 Nov 2021, 18:27:43 UTC
Prior SEC filing: 19 Oct 2021
Source filing: View source filing
Reporting owner signature: /s/ Craig Newfield, by power of attorney

Key filing fact

John van Siclen filed Form 4 for Dynatrace, Inc. (DT) on 17 Nov 2021.

Key facts

This page summarizes John van Siclen's Form 4 filing for Dynatrace, Inc. (DT).
9 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 Nov 2021, 18:27.

Change

Previous filing in this sequence was filed on 19 Oct 2021.
Current net transaction value: -$8,685,690.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DT transaction

Common Stock

Sale

Transaction value: $1,978,201
Shares: -28,690
Change %: -9.3%
Price: $68.95
Shares after: 281,335
Date: 15 Nov 2021
Ownership: See Footnote
Footnotes: F1, F2, F3

DT transaction

Common Stock

Sale

Transaction value: $1,763,287
Shares: -25,220
Change %: -9%
Price: $69.92
Shares after: 256,115
Date: 15 Nov 2021
Ownership: See Footnote
Footnotes: F1, F3, F4

DT transaction

Common Stock

Sale

Transaction value: $477,911
Shares: -6,761
Change %: -2.6%
Price: $70.69
Shares after: 249,354
Date: 15 Nov 2021
Ownership: See Footnote
Footnotes: F1, F3, F5

DT transaction

Common Stock

Sale

Transaction value: $238,739
Shares: -3,329
Change %: -1.3%
Price: $71.71
Shares after: 246,025
Date: 15 Nov 2021
Ownership: See Footnote
Footnotes: F1, F3, F6

DT transaction

Common Stock

Sale

Transaction value: $918,705
Shares: -13,327
Change %: -3.3%
Price: $68.94
Shares after: 392,633
Date: 15 Nov 2021
Ownership: Direct
Footnotes: F1, F7

DT transaction

Common Stock

Sale

Transaction value: $1,398,834
Shares: -19,983
Change %: -5.1%
Price: $70.00
Shares after: 372,650
Date: 15 Nov 2021
Ownership: Direct
Footnotes: F1, F8

DT transaction

Common Stock

Sale

Transaction value: $1,242,700
Shares: -17,596
Change %: -4.7%
Price: $70.62
Shares after: 355,054
Date: 15 Nov 2021
Ownership: Direct
Footnotes: F1, F9

DT transaction

Common Stock

Sale

Transaction value: $293,826
Shares: -4,094
Change %: -1.2%
Price: $71.77
Shares after: 350,960
Date: 15 Nov 2021
Ownership: Direct
Footnotes: F1, F10

DT transaction

Common Stock

Sale

Transaction value: $373,488
Shares: -5,391
Change %: -1.5%
Price: $69.28
Shares after: 345,569
Date: 16 Nov 2021
Ownership: Direct
Footnotes: F11, F12

DT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,645
Date: 15 Nov 2021
Ownership: See Footnote
Footnotes: F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 13 footnotes

Footnote F1

This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

Footnote F2

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.375 to $69.325, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F4

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.33 to $70.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F5

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F6

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F7

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.3050 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F8

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.32 to $70.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F9

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.32 to $71.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F10

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.425 to $72.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F11

Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

Footnote F12

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2814 to $69.2783, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F13

Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.