Key facts
- This page summarizes Paul Cody Phipps's Form 4/A - Amendment filing for RR Donnelley & Sons Co.
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Jun 2021, 15:43.
Paul Cody Phipps - 14 May 2021 Form 4/A - Amendment Insider Report for RR Donnelley & Sons Co
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 14 May 2021
- Net transaction value
- -$123,235
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 03 Jun 2021, 15:43:30 UTC
- Original report date
- 03 Jun 1999
- Source filing
- View source filing
- Reporting owner signature
- Deborah L. Steiner, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Paul Cody Phipps filed Form 4/A - Amendment for RR Donnelley & Sons Co on 03 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$123,235.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RRD
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +59,420
- Change %
- +37%
- Price
- Shares after
- 218,763
- Date
- 14 May 2021
- Ownership
- Direct
- Footnotes
- F1
RRD
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $263,231
- Shares
- -59,420
- Change %
- -27%
- Price
- $4.43
- Shares after
- 159,361
- Date
- 14 May 2021
- Ownership
- Direct
RRD
transaction
Common Stock
Award
- Transaction value
- $139,996
- Shares
- +24,822
- Change %
- +16%
- Price
- $5.64
- Shares after
- 184,165
- Date
- 20 May 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RRD
transaction
Derivative
Phantom Stock
Options Exercise
- Transaction value
- Shares
- -59,420
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 14 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 59,420
- Exercise price
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each share of phantom stock was the economic equivalent of one share of RRD common stock. The Issuer settled the phantom stock for cash.
Footnote F2
Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
Footnote F3
Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
Footnote F4
Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer.
Footnote F5
The vested phantom stock was settled for cash.
SEC remarks
This Form 4 Amendment is filed to correct the balance set forth in Table I, Item 5, Amount of Securities Beneficially Owned Following Reported Transaction(s).