Key facts
- This page summarizes Ken Ludlum's Form 4 filing for Personalis, Inc. (PSNL).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 19 May 2022, 19:01.
Ken Ludlum - 17 May 2022 Form 4 Insider Report for Personalis, Inc. (PSNL)
- Reporting relationship
- Director
- Issuer ticker
- PSNL
- Reported as of
- 17 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 May 2022, 19:01:47 UTC
- Prior SEC filing
- 21 Jun 2021
- Next SEC filing
- 16 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Aaron Tachibana, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ken Ludlum filed Form 4 for Personalis, Inc. (PSNL) on 19 May 2022.
Change
- Previous filing in this sequence was filed on 21 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PSNL
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +10,770
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 43,506
- Date
- 17 May 2022
- Ownership
- Direct
- Footnotes
- F1
PSNL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,000
- Date
- 17 May 2022
- Ownership
- See footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PSNL
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +15,035
- Change %
- Price
- $0.000000
- Shares after
- 15,035
- Date
- 17 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,035
- Exercise price
- $4.81
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 100% of the shares subject to the RSU shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the RSU shall vest immediately prior to the effectiveness of such change in control.
Footnote F2
The shares are held by Kenneth E. Ludlum Revocable Living Trust Under Agreement Dated April 19, 2013, for which the Reporting Person serves as trustee.
Footnote F3
100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders occurring after the grant date, subject to the reporting person's Continuous Service (as defined in the Company's 2019 Equity Incentive Plan) through the vesting date. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.