Paul S. Madera - 08 Mar 2022 Form 4 Insider Report for ForgeRock, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
10 Mar 2022, 18:55:19 UTC
Prior SEC filing
14 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Paul S. Madera, /s/ Joel Backman, Attorney-in-Fact

Key filing fact

Paul S. Madera filed Form 4 for ForgeRock, Inc. on 10 Mar 2022.

Key facts

  • This page summarizes Paul S. Madera's Form 4 filing for ForgeRock, Inc..
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 10 Mar 2022, 18:55.

Change

  • Previous filing in this sequence was filed on 14 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FORG transaction

Class A Common Stock

Other

Transaction value
$0
Shares
-575,000
Change %
-15%
Price
$0.000000
Shares after
3,379,737
Date
08 Mar 2022
Ownership
See Footnote
Footnotes
F1, F2, F3
FORG transaction

Class A Common Stock

Other

Transaction value
$0
Shares
-14,200
Change %
-15%
Price
$0.000000
Shares after
83,463
Date
08 Mar 2022
Ownership
See Footnote
Footnotes
F3, F4, F5
FORG transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+22,042
Change %
Price
$0.000000
Shares after
22,042
Date
08 Mar 2022
Ownership
Direct
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

On March 8, 2022, Meritech Capital Partners IV L.P. ("MCP IV") distributed, for no consideration, 575,000 shares of the Issuer's Class A Common Stock (the "MCP IV Shares") to its limited partners and to Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, representing each such partner's pro rata interest in such MCP IV Shares. On the same date, GP IV distributed, for no consideration, the MCP IV Shares it received in the distribution by MCP IV to its members, representing each such member's pro rata interest in such MCP IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

Footnote F2

Shares are held by MCP IV. Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. The Reporting Person, George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV.

Footnote F3

The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein.

Footnote F4

On March 8, 2022, Meritech Capital Affiliates IV L.P. ("MCA IV") distributed, for no consideration, 14,200 shares of the Issuer's Class A Common Stock (the "MCA IV Shares") to its limited partners and to GP IV, the general partner of MCA IV, representing each such partner's pro rata interest in such MCA IV Shares. On the same date, GP IV distributed, for no consideration, the MCA IV Shares it received in the distribution by MCA IV to its members, representing each such member's pro rata interest in such MCA IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

Footnote F5

Shares are held by MCA IV. GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. The Reporting Person, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV.

Footnote F6

Represents shares received by the Reporting Person pursuant to pro rata distributions by MCP IV, MCA IV and GP IV, for no consideration, of shares of the Issuer's Class A Common Stock to their respective partners or members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.

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