Paul S. Madera - 31 Dec 2021 Form 5 Insider Report for ForgeRock, Inc.

Reporting relationship: Director, 10%+ Owner
Issuer ticker: N/A
Reported as of: 31 Dec 2021
Net transaction value: $0
SEC form: 5
Accepted by SEC: 14 Feb 2022, 20:34:07 UTC
Prior SEC filing: 02 Nov 2021
Next SEC filing: 10 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Amy B. Martin, by Power of Attorney for Paul S. Madera

Key filing fact

Paul S. Madera filed Form 5 for ForgeRock, Inc. on 14 Feb 2022.

Key facts

This page summarizes Paul S. Madera's Form 5 filing for ForgeRock, Inc..
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 14 Feb 2022, 20:34.

Change

Previous filing in this sequence was filed on 02 Nov 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FORG transaction

Class A Common Stock

Conversion of derivative security

Transaction value: $0
Shares: +3,954,737
Change %
Price: $0.000000
Shares after: 3,954,737
Date: 29 Nov 2021
Ownership: See Footnote
Footnotes: F1, F2, F3

FORG transaction

Class A Common Stock

Conversion of derivative security

Transaction value: $0
Shares: +97,663
Change %
Price: $0.000000
Shares after: 97,663
Date: 29 Nov 2021
Ownership: See Footnote
Footnotes: F1, F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FORG transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -3,954,737
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Nov 2021
Ownership: See Footnote
Underlying class: Class A Common Stock
Underlying amount: 3,954,737
Exercise price: $0.000000
Footnotes: F1, F2, F3

FORG transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -97,663
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Nov 2021
Ownership: See Footnote
Underlying class: Class A Common Stock
Underlying amount: 97,663
Exercise price: $0.000000
Footnotes: F1, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.

Footnote F2

Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV.

Footnote F3

Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Footnote F4

Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV.